Tuesday 01, June 2010 by

SFC fines Merrill Lynch $3.5 million for systems and controls failings

The Securities and Futures Commission (SFC) in Hong Kong has fined Merrill Lynch (Asia Pacific) and Merrill Lynch Futures (Hong Kong) $3,500,000 for systems and controls failings associated with the mis-marking activities in a trading book.

Features & Analyses

Technology Lighting up off-grid

By supplying personal solar energy systems through mobile operator partnership, Lumos is striving to reach tens of thousands of Nigerians… read more